AuthorsDen.com   Join (Free!) | Login  

     Popular! Books, Stories, Articles, Poetry
   Services MarketPlace (Free to post!)
Where Authors and Readers come together!

SIGNED BOOKS    AUTHORS    eBOOKS new!     BOOKS    STORIES    ARTICLES    POETRY    BLOGS    NEWS    EVENTS    VIDEOS    GOLD    SUCCESS    TESTIMONIALS

Featured Authors:  Linda Frank, iArmineh Ohanian, iTony Bertot, iJennifer Miller, iD. Enise, iJames Milward, iLonnie Hicks, i

  Home > Education/Training > Stories
Popular: Books, Stories, Articles, Poetry     

C D C

· Become a Fan
· Contact me
· Books
· Articles
· News
· Stories
· 7 Titles
· 3 Reviews
· Save to My Library
· Share with Friends!
·
Member Since: Feb, 2007

C D C, click here to update your pages on AuthorsDen.




Featured Book
Two Down
by Paddy Bostock

Worry about your cellphone! Others may have spooky designs on it...  
BookAds by Silver
Gold and Platinum Members


Featured Book
Crissy the CowPot Gets Her Wish
by Nina Anderson

This is the eco-friendly story about Crissy the CowPot™ and how she got her special friend! Through the wonderful tale of Crissy children learn one farmer went Green and ..  
BookAds by Silver
Gold and Platinum Members





Share    Print  Save   Become a Fan


A Day in the Life of a Blue Sky Paralegal
By C D C
Monday, October 29, 2007

Rated "G" by the Author.

Share this with your friends on FaceBook

“Blue Sky Laws” are state laws that regulate the offering and sale of securities to protect the public from fraud.

“Blue Sky Laws” are state laws that regulate the offering and sale of securities to protect the public from fraud.

I have been working as a Blue Sky paralegal for more than 10 years. In this role, I am responsible for reviewing the offering memorandum and serving as a liaison with clients’ in-house counsel to gather the information needed to complete the appropriate forms. After completing the forms, I coordinate the signature pages and have them signed by the authorized signatory. I then prepare the cover letters to the states and the SEC, including an executed copy of the necessary forms together with a check to cover the filing fee.

I greatly enjoy the constant contact I have with attorneys and clients, and I also enjoy building relationships with the states regulators. While it is sometimes difficult to track down clients to get the information needed for the forms, I have found that creating a calendar and sending a reminder memo to my clients on a monthly basis has expedited the process.

My advice to any paralegals who may be considering pursuing Blue Sky as their area of expertise is to get as much training as they can in researching states laws, rules and exemptions. In addition, during the filing process, I’d recommend creating a file for each fund and maintaining a status chart to keep the work organized. Attention to detail, strong organization, and verbal and written communication skills are very important in this line of work.
By CD&C Business & Legal Form Processing Services, LLC, http://www.cdcformsprocessing.com Leaders in business & legal forms processing and notary services. © 2007. All rights reserved.

       Web Site: CD&C Business & Legal Form Processing Services, LLC

Want to review or comment on this short story?
Click here to login!


Need a FREE Reader Membership?
Click here for your Membership!


Reviewed by alex dihes (алик дайхес) 8/28/2008
sir what is a difference of Your advice "My advice to any paralegals who may be considering pursuing Blue Sky as their area of expertise is to get as much training as they can in researching states laws, rules and exemptions." from "My advice to any ...... is to get as much training as they can."? excuse, please, my feeble-mindedness, please. i cannot get it.

respect
peace and love




Practical Guide to Alterations and Extensions by Andrew Williams

The procedures, the problems and pitfalls of extending or altering property are discussed in this fully updated edition. It gives helpful advice on how to make a project go smoothl..  
Featured BookAds by Silver
Gold and Platinum Members


eMaya, on Climate Control, How to stop Global Warming by Dilip Dahanukar

Can reduction of greenhouse gases lead to FAMINE? Can we do without Nuclear Power? Can land sustain increasing population? Are we all doomed? You will find the answers in eMaya.  
Featured BookAds by Silver
Gold and Platinum Members


Simple Steps to Sentence Sense for Elementary School and ESL Students by Charlene Tess

At last, a version of Simple Steps to Sentence Sense for younger students and those whose native language is not English. Students can learn to analyze sentences in 5 easy steps...  
Featured BookAds by Silver
Gold and Platinum Members

Authors alphabetically: A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Featured Authors | New to AuthorsDen? | Add AuthorsDen to your Site
Share AD with your friends | Need Help? | About us


Problem with this page?   Report it to AuthorsDen
© AuthorsDen, Inc. All rights reserved.